Regulation

Rep banned after misappropriating money from client

SRO panel found the rep opened banking products, including a line of credit, in the client's name

By James Langton |January 30, 2024

2 min read

Crypto tokens were securities, settlement says

Tribunal accepts settlement with crypto project founders, including more than $1.5 million in sanctions

By James Langton |January 30, 2024

3 min read

SRO panel takes softer line on sanctions

The panel found a rep's misconduct to be serious, but not fraudulent or deceitful

By James Langton |January 30, 2024

2 min read

Banks, insurers falling behind on climate risk

OSFI says financial firms need to pick up the pace on climate impacts

By James Langton |January 29, 2024

2 min read