News and resources for Canada's top financial advisors
Est. 1998
Industry
How to be compliant
By Jonathan Heymann |October 30, 2015
3 min read
Here’s how you can supplement your firm’s process.
By Jonathan Heymann |July 13, 2015
Planning and Advice
Regulators are paying increasing attention to firms’ compliance structures.
By Jonathan Heymann |May 1, 2015
You must maintain an arm’s-length relationship to protect you and your client from impropriety.
By Jonathan Heymann |January 30, 2015
Advisors should prepare themselves for a new way of handling clients’ problems, because OBSI’s dispute resolution service will be mandatory as of August 1.
By Jonathan Heymann |June 16, 2014
4 min read
Regulation
Love her or hate her, Glorianne Stromberg is back — and this time, she’s working for the feds.
By Caroline Nolan |June 1, 1998
7 min read
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