Regulation

JP Morgan to pay US$18 million over confidential settlements

The SEC sanctioned the firm for violating whistleblower protections

By James Langton |January 16, 2024

2 min read

OSC seeks settlement with crypto scheme

Regulators allege Axia Project misled investors with unregistered offering

By James Langton |January 12, 2024

2 min read

CIRO aims to beef up short-selling requirements

Self-regulatory organization proposes new settlement obligation and expanded guidance

By James Langton |January 11, 2024

2 min read

CSA adopts electronic access model for company prospectuses

Move aims to reduce the burden of printing and mailing disclosures to investors

By James Langton |January 11, 2024

2 min read