News and resources for Canada's top financial advisors
Est. 1998
Regulation
Revisions aim to enhance corporate transparency to investors, policymakers
By James Langton |January 25, 2024
2 min read
New rules beef up disclosure, investor protections around shell company financings
By James Langton |January 24, 2024
Improved proficiency for financial advisors still on the table amid persistent demand
By Michelle Schriver |January 23, 2024
4 min read
The new requirements could surprise small businesses that aren't used to making these types of disclosures
By Michael McKiernan |January 23, 2024
3 min read
Almost $300 million in disputed claims must be resolved before distributions can start
By James Langton |January 22, 2024
The intensity of money laundering risk is underappreciated, Routledge says
By Ian Bickis, Canadian Press |January 19, 2024
As millions in sanctions remain unpaid, BCSC orders $70,000 to be returned to investors
By James Langton |January 19, 2024
First phase of reforms to take effect Sept. 28
By James Langton |January 18, 2024
1 min read
Regulators seek to codify initial investment restrictions, custody provisions
The Ontario regulator discussed proposed licensing suitability guidance during a webinar on Wednesday
By Michelle Schriver |January 17, 2024
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